Guggenheim High-Yield Plus Fund SPC of NEW YORK, NY, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2009-06-17. $58.0M was reported sold. Industry: Pooled Investment Fund.
Showing 25 of 31 people.
| Name | Role | Location |
|---|---|---|
| Thomas JW Archie | Executive Officer | New York, NY |
| James M Freeland | Executive Officer | New York, NY |
| Todd D Hearle | Executive Officer | New York, NY |
| Patrick Mitchell | Executive Officer | Baltimore, MD |
| Gregg J Nardone | Executive Officer | New York, NY |
| Lorraine Spurge | Executive Officer | New York, NY |
| n/a Guggenheim Partners Investment Management, LLC | Promoter | New York, NY |
| William Scott Shaw | Director | Grand Cayman, E9 |
| B. Scott Minerd | Executive Officer | SANTA MONICA, CA |
| Thomas J Hauser | Executive Officer | New York, NY |
| Kevin H Gundersen | Executive Officer | New York, NY |
| Stephen D Sautel | Executive Officer | New York, NY |
| n/a Guggenheim Partners, LLC | Promoter | New York, NY |
| Beth Haddock | Executive Officer | New York, NY |
| Carrie Scott Bunton | Director | Grand Cayman, E9 |
| Jason M Anthony | Executive Officer | New York, NY |
| Patrick M Warren | Executive Officer | New York, NY |
| Todd L Boehly | Executive Officer | New York, NY |
| Adrian GW Duffy | Executive Officer | New York, NY |
| Michael P Damaso | Executive Officer | New York, NY |
| Anthony D Minella | Executive Officer | New York, NY |
| William R Hagner | Executive Officer | New York, NY |
| Erich E Schram | Executive Officer | New York, NY |
| Jeffrey B Abrams | Executive Officer | New York, NY |
| Kevin H Gunderson | Executive Officer | New York, NY |
| Filed | Form | Offering | Sold |
|---|---|---|---|
| 2014-09-11 | D/A | — | $571.2M |
| 2013-08-19 | D/A | — | $534.6M |
| 2012-08-16 | D/A | — | $491.1M |
| 2012-03-15 | D/A | — | $392.1M |
| 2010-06-25 | D/A | — | $277.7M |