Guggenheim High-Yield Plus Fund SPC — Form D/A

Guggenheim High-Yield Plus Fund SPC of NEW YORK, NY, a pooled investment fund, filed a Form D amendment with the SEC on 2012-08-16. $491.1M was reported sold. Industry: Pooled Investment Fund.

Offering

Issuer

Officers, directors & promoters (31)

Showing 25 of 31 people.

NameRoleLocation
Adrian G.W. DuffyExecutive OfficerNew York, NY
n/a Guggenheim Partners Investment Management, LLCPromoterNew York, NY
William Scott ShawDirectorGrand Cayman, E9
Patrick MitchellExecutive OfficerBaltimore, MD
B. Scott MinerdExecutive OfficerSANTA MONICA, CA
Thomas J HauserExecutive OfficerNew York, NY
Kevin H GundersenExecutive OfficerNew York, NY
Stephen D SautelExecutive OfficerNew York, NY
n/a Guggenheim Partners, LLCPromoterNew York, NY
Beth HaddockExecutive OfficerNew York, NY
Carrie Scott BuntonDirectorGrand Cayman, E9
Jason M AnthonyExecutive OfficerNew York, NY
Patrick M WarrenExecutive OfficerNew York, NY
Todd L BoehlyExecutive OfficerNew York, NY
Adrian GW DuffyExecutive OfficerNew York, NY
Michael P DamasoExecutive OfficerNew York, NY
Anthony D MinellaExecutive OfficerNew York, NY
William R HagnerExecutive OfficerNew York, NY
Erich E SchramExecutive OfficerNew York, NY
Jeffrey B AbramsExecutive OfficerNew York, NY
Kevin H GundersonExecutive OfficerNew York, NY
n/a Guggenheim Investment Management, LLCPromoterNew York, NY
Zachary D WarrenExecutive OfficerNew York, NY
Patrick D MitchellExecutive OfficerNew York, NY
Timothy H MurrayExecutive OfficerNew York, NY

Other filings by this issuer (5)

FiledFormOfferingSold
2014-09-11D/A$571.2M
2013-08-19D/A$534.6M
2012-03-15D/A$392.1M
2010-06-25D/A$277.7M
2009-06-17D$58.0M

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