Caxton Alpha Equity LLC — Form D
Caxton Alpha Equity LLC of PRINCETON, NJ, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2009-06-17. $8.1M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2009-06-17
- Form: D
- Accession: 0001466221-09-000002
- Industry: Pooled Investment Fund
- Exemptions: 3C, 3C.7
- Amount sold: $8.1M
- Minimum investment: $5.0M
- Investors: 6
- Date of first sale: 2009-04-01
- Security types: fund interests
- SEC file number: 021-132041
Issuer
- Name: Caxton Alpha Equity LLC
- CIK: 0001466221
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2004
- Address: 731 ALEXANDER ROAD, PRINCETON, NJ, 08540
- Phone: 609-419-1800
Officers, directors & promoters (4)
| Name | Role | Location |
|---|
| Scott B Bernstein | Executive Officer | New York, NY |
| John G Forbes | Executive Officer | New York, NY |
| Peter P D'Angelo | Executive Officer | New York, NY |
| Bruce S Kovner | Executive Officer | New York, NY |
Other filings by this issuer (2)
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