Union Avenue Portfolio Fund Ltd. — Form D

Union Avenue Portfolio Fund Ltd. of GEORGE TOWN GRAND CAYMAN, E9, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2010-04-27. $15.0M was reported sold. Industry: Pooled Investment Fund.

Offering

Issuer

Officers, directors & promoters (6)

NameRoleLocation
THOMAS R GROSSMANExecutive OfficerSAN CLEMENTE, CA
THOMAS R GROSSMANPromoterSAN CLEMENTE, CA
Neal R BrickmanDirectorNew York, NY
Union Avenue Advisors LP R Union Avenue Advisors LPExecutive OfficerNew York, NY
Union Avenue Advisors LP R Union Avenue Advisors LPPromoterNew York, NY
Phillip R HughesDirectorGrand Cayman, E9

Other filings by this issuer (2)

FiledFormOfferingSold
2012-04-17D/A$2.2M
2011-04-19D/A$2.2M

More