STERNE AGEE GROUP, INC. — Form D

STERNE AGEE GROUP, INC. of BIRMINGHAM, AL, a company, filed a Form D exempt-offering notice with the SEC on 2014-10-01. $2.1M was reported sold. Industry: Investment Banking.

Offering

Issuer

Officers, directors & promoters (42)

Showing 25 of 42 people.

NameRoleLocation
Jay W CarterDirectorBirmingham, AL
Linda M DanielDirectorBirmingham, AL
Henry S Lynn, Jr.DirectorBirmingham, AL
Eric D NeedlemanDirectorBirmingham, AL
Robert G NunziataDirectorOrlando, FL
Sal A NunziataDirectorOrlando, FL
Joe R Roberts, Jr.DirectorBirmingham, AL
Walter S Robertson, IIIDirectorBirmingham, AL
Walter A Ruch, IIIDirectorBirmingham, AL
Jon B SandersonDirectorBirmingham, AL
Sharon B BelswengerExecutive OfficerBirmingham, AL
Kelly B BolvigExecutive OfficerBirmingham, AL
Cynthia K BrownExecutive OfficerBirmingham, AL
Linda M DanielExecutive OfficerBirmingham, AL
Jodie B EzellExecutive OfficerBirmingham, AL
Henry S Lynn, Jr.Executive OfficerBirmingham, AL
Eric D NeedlemanExecutive OfficerBirmingham, AL
Sal A NunziataExecutive OfficerOrlando, FL
B. Carl OwenExecutive OfficerBirmingham, AL
Jon B SandersonExecutive OfficerBirmingham, AL
Carroll Carl StephensExecutive OfficerBirmingham, AL
Charles L WhiteDirectorCleveland, OH
William K HolbrookDirectorBirmingham, AL
William K HolbrookExecutive OfficerBirmingham, AL
Ryan C MedoDirectorBirmingham, AL

Other filings by this issuer (4)

FiledFormOfferingSold
2012-11-27D$7.2M$6.3M
2011-12-23D$1000K$1000K
2011-02-18D$3.5M$3.4M
2010-05-28D$17.7M$17.7M

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