STERNE AGEE GROUP, INC. — Form D

STERNE AGEE GROUP, INC. of BIRMINGHAM, AL, a company, filed a Form D exempt-offering notice with the SEC on 2012-11-27. The offering totals $7.2M, of which $6.3M was reported sold. Industry: Investment Banking.

Offering

Issuer

Officers, directors & promoters (42)

Showing 25 of 42 people.

NameRoleLocation
JON C COOPERDirectorBIRMINGHAM, AL
JAMES F DIXON, IIIDirectorBIRMINGHAM, AL
CHAPELL H HILLDirectorBIRMINGHAM, AL
William K HolbrookDirectorBirmingham, AL
JAMES S HOLBROOK, JR.DirectorBIRMINGHAM, AL
HENRY S LYNNDirectorBIRMINGHAM, AL
Ryan C MedoDirectorBirmingham, AL
JOE R ROBERTSDirectorBIRMINGHAM, AL
HAROLD L WAINWRIGHT, JR.DirectorBIRMINGHAM, AL
CHARLES R WHITE, JR.DirectorBIRMINGHAM, AL
JAMES S HOLBROOK, JR.Executive OfficerBIRMINGHAM, AL
HENRY S LYNNExecutive OfficerBIRMINGHAM, AL
Sal A NunziataDirectorOrlando, FL
Sal A NunziataExecutive OfficerOrlando, FL
Charles L WhiteDirectorCleveland, OH
William K HolbrookExecutive OfficerBirmingham, AL
Robert G NunziataDirectorOrlando, FL
Linda M DanielDirectorBirmingham, AL
Linda M DanielExecutive OfficerBirmingham, AL
Joe R Roberts, Jr.DirectorBirmingham, AL
Sharon B BelswengerExecutive OfficerBirmingham, AL
Jon B SandersonDirectorBirmingham, AL
Jon B SandersonExecutive OfficerBirmingham, AL
Eric D NeedlemanDirectorBirmingham, AL
Eric D NeedlemanExecutive OfficerBirmingham, AL

Other filings by this issuer (4)

FiledFormOfferingSold
2014-10-01D$2.1M
2011-12-23D$1000K$1000K
2011-02-18D$3.5M$3.4M
2010-05-28D$17.7M$17.7M

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