Carolina Financial Securities, LLC — Form D
Carolina Financial Securities, LLC of BREVARD, NC, a company, filed a Form D exempt-offering notice with the SEC on 2010-06-17. The offering totals $60K, of which $20K was reported sold. Industry: Investment Banking.
Offering
- Filed: 2010-06-17
- Form: D
- Accession: 0001493400-10-000001
- Industry: Investment Banking
- Exemptions: 06
- Total offering: $60K
- Amount sold: $20K
- Remaining: $40K
- Minimum investment: $1K
- Investors: 1
- Date of first sale: 2010-04-30
- Security types: equity
- Revenue range: $1 - $1,000,000
- SEC file number: 021-143623
Issuer
- Name: Carolina Financial Securities, LLC
- CIK: 0001493400
- Entity type: Limited Liability Company
- Jurisdiction: NORTH CAROLINA
- Address: 185 W. MAIN ST., BREVARD, NC, 28712
- Phone: 828-393-0088
Officers, directors & promoters (3)
| Name | Role | Location |
|---|
| BRUCE VICTOR ROBERTS | Executive Officer | Brevard, NC |
| Peter Stuart MIlhaupt | Executive Officer | Darien, CT |
| Bruce Victor Robert | Executive Officer | Brevard, NC |
Other filings by this issuer (3)
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