Carolina Financial Securities, LLC — Form D
Carolina Financial Securities, LLC of BREVARD, NC, a company, filed a Form D exempt-offering notice with the SEC on 2011-09-01. The offering totals $20K, of which $20K was reported sold. Industry: Investment Banking.
Offering
- Filed: 2011-09-01
- Form: D
- Accession: 0001493400-11-000002
- Industry: Investment Banking
- Exemptions: 06
- Total offering: $20K
- Amount sold: $20K
- Minimum investment: $20K
- Investors: 1
- Date of first sale: 2011-08-17
- Security types: equity
- Revenue range: $1 - $1,000,000
- SEC file number: 021-165282
Issuer
- Name: Carolina Financial Securities, LLC
- CIK: 0001493400
- Entity type: Limited Liability Company
- Jurisdiction: NORTH CAROLINA
- Address: 185 W. MAIN ST., BREVARD, NC, 28712
- Phone: 828-393-0088
Officers, directors & promoters (3)
| Name | Role | Location |
|---|
| BRUCE VICTOR ROBERTS | Executive Officer | Brevard, NC |
| Peter Stuart MIlhaupt | Executive Officer | Darien, CT |
| Bruce Victor Robert | Executive Officer | Brevard, NC |
Other filings by this issuer (3)
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