Fulcrum Convertible Arbitrage Fund LLC — Form D/A
Fulcrum Convertible Arbitrage Fund LLC of ST. LOUIS, MO, a pooled investment fund, filed a Form D amendment with the SEC on 2011-06-13. $3.1M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2011-06-13
- Form: D/A
- Accession: 0001494082-11-000002
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.1
- Amount sold: $3.1M
- Minimum investment: $250K
- Investors: 5
- Date of first sale: 2010-04-27
- Security types: fund interests
- SEC file number: 021-143586
Issuer
- Name: Fulcrum Convertible Arbitrage Fund LLC
- CIK: 0001494082
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2009
- Address: 11975 WESTLINE INDUSTRIAL DRIVE, ST. LOUIS, MO, 63146
- Phone: (314) 336-3119
Officers, directors & promoters (6)
| Name | Role | Location |
|---|
| John Noddings | Director | St. Louis, MO |
| John Noddings | Promoter | St. Louis, MO |
| Michael Charles Kissinger | Executive Officer | St. Louis, MO |
| Donald C Megliola | Executive Officer | St. Louis, MO |
| Cynthia D Lyons | Executive Officer | St. Louis, MO |
| Patrick J Kearns | Executive Officer | St. Louis, MO |
Other filings by this issuer (3)
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