Asset Allocation & Management Company, LLC — Form D
Asset Allocation & Management Company, LLC of CHICAGO, IL, a company, filed a Form D exempt-offering notice with the SEC on 2014-04-01. The offering totals $820K, of which $280K was reported sold. Industry: Other Banking and Financial Services.
Offering
- Filed: 2014-04-01
- Form: D
- Accession: 0001498383-14-000001
- Industry: Other Banking and Financial Services
- Exemptions: 06b
- Total offering: $820K
- Amount sold: $280K
- Remaining: $540K
- Minimum investment: $80K
- Investors: 2
- Date of first sale: 2014-03-31
- Security types: equity
- Revenue range: $5,000,001 - $25,000,000
- SEC file number: 021-214636
Issuer
- Name: Asset Allocation & Management Company, LLC
- CIK: 0001498383
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Address: 30 W. MONROE STREET, CHICAGO, IL, 60603-2405
- Phone: 312-263-2900
Officers, directors & promoters (6)
| Name | Role | Location |
|---|
| FAYEZ SAMI MUHTADIE | Director | GREEMWICH, CT |
| REED J NUTTALL | Director | CHICAGO, IL |
| JOHN FRANCIS SHETTLE | Director | GREENWICH, CT |
| DARLENE HAZEL RICHARDS | Executive Officer | CHICAGO, IL |
| JOHN LARKIN SCHAEFER | Executive Officer | CHICAGO, IL |
| JAMES DAWSON CAREY | Promoter | GREENWICH, CT |
Other filings by this issuer (1)
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