Asset Allocation & Management Company, LLC — Form D
Asset Allocation & Management Company, LLC of CHICAGO, IL, a company, filed a Form D exempt-offering notice with the SEC on 2013-04-02. The offering totals $2.7M, of which $681K was reported sold. Industry: Other Banking and Financial Services.
Offering
- Filed: 2013-04-02
- Form: D
- Accession: 0001498383-13-000001
- Industry: Other Banking and Financial Services
- Exemptions: 06
- Total offering: $2.7M
- Amount sold: $681K
- Remaining: $2.0M
- Minimum investment: $80K
- Investors: 7
- Date of first sale: 2013-03-31
- Security types: equity
- Revenue range: $25,000,001 - $100,000,000
- SEC file number: 021-194386
Issuer
- Name: Asset Allocation & Management Company, LLC
- CIK: 0001498383
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Address: 30 W. MONROE STREET, CHICAGO, IL, 60603-2405
- Phone: 312-263-2900
Officers, directors & promoters (6)
| Name | Role | Location |
|---|
| REED J NUTTALL | Director | CHICAGO, IL |
| JOHN LARKIN SCHAEFER | Executive Officer | CHICAGO, IL |
| FAYEZ SAMI MUHTADIE | Director | GREEMWICH, CT |
| JOHN FRANCIS SHETTLE | Director | GREENWICH, CT |
| JAMES DAWSON CAREY | Promoter | GREENWICH, CT |
| DARLENE HAZEL RICHARDS | Executive Officer | CHICAGO, IL |
Other filings by this issuer (1)
More