First Quadrant Essential Beta Fund Ltd. — Form D/A

First Quadrant Essential Beta Fund Ltd. of PASADENA, CA, a pooled investment fund, filed a Form D amendment with the SEC on 2013-07-22. The offering totals $3.2B, of which $1.3B was reported sold. Industry: Pooled Investment Fund.

Offering

Issuer

Officers, directors & promoters (28)

Showing 25 of 28 people.

NameRoleLocation
Stephane J LachanceDirectorGeorge Town, Grand Cayman, E9
Roger J PriaulxDirectorGeorge Town, Grand Cayman, E9
R. Max DarnellExecutive OfficerPasadena, CA
Affiliated Managers J GroupExecutive OfficerPrides Crossing, MA
Curtis J KettererExecutive OfficerPasadena, CA
Dori LevanoniExecutive OfficerPasadena, CA
Ed E PetersExecutive OfficerPasadena, CA
Jia E YeExecutive OfficerPasadena, CA
Stephane LachanceDirectorGrand Cayman, E9
Roger PriaulxDirectorGrand Cayman, E9
Joel L BrouwerDirectorPasadena, CA
Joel L BrouwerExecutive OfficerPasadena, CA
Darren L StainrodDirectorGrand Cayman, E9
LP L First QuadrantPromoterPasadena, CA
Jeff J MurphyDirectorPrides Crossing, MA
Timothy E MeckelDirectorPasadena, CA
Dori J LevanoniExecutive OfficerPasadena, CA
Kenneth J FergusonExecutive OfficerPasadena, CA
Kent C Roberts IIExecutive OfficerPasadena, CA
Christopher G LuckExecutive OfficerPasadena, CA
Chuck J FanninExecutive OfficerPasadena, CA
Nathaniel J DaltonDirectorPrides Crossing, MA
Jia E YiaExecutive OfficerPasadena, CA
Dori J. LevanoniExecutive OfficerPasadena, CA
Joseph A. GermainDirectorPasadena, CA

Other filings by this issuer (12)

FiledFormOfferingSold
2020-03-17D/A$6.0B$747.4M
2019-02-04D/A$7.6B$942.6M
2018-02-02D/A$7.3B$942.6M
2017-02-02D/A$7.6B$1.2B
2016-07-18D/A$7.4B$1.2B
2015-07-16D/A$6.6B$1.9B
2014-06-30D/A$6.6B$115.1M
2012-08-16D/A$3.8B$412.8M
2012-02-07D/A$3.8B$412.8M
2011-06-30D/A$3.8B$247.2M
2010-12-29D/A$3.8B$247.2M
2010-01-14D$3.9B$100.0M

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