First Quadrant Essential Beta Fund Ltd. of PASADENA, CA, a pooled investment fund, filed a Form D amendment with the SEC on 2012-08-16. The offering totals $3.8B, of which $412.8M was reported sold. Industry: Pooled Investment Fund.
Showing 25 of 28 people.
| Name | Role | Location |
|---|---|---|
| Joseph A. Germain | Director | Pasadena, CA |
| Kenneth J. Ferguson | Executive Officer | Pasadena, CA |
| Dori J. Levanoni | Executive Officer | Pasadena, CA |
| Ed E. Peters | Executive Officer | Pasadena, CA |
| Jia E. Ye | Executive Officer | Pasadena, CA |
| Stephane Lachance | Director | Grand Cayman, E9 |
| Roger Priaulx | Director | Grand Cayman, E9 |
| Joel L Brouwer | Director | Pasadena, CA |
| Joel L Brouwer | Executive Officer | Pasadena, CA |
| Darren L Stainrod | Director | Grand Cayman, E9 |
| LP L First Quadrant | Promoter | Pasadena, CA |
| Curtis J Ketterer | Executive Officer | Pasadena, CA |
| Ed E Peters | Executive Officer | Pasadena, CA |
| Dori Levanoni | Executive Officer | Pasadena, CA |
| R. Max Darnell | Executive Officer | Pasadena, CA |
| Jia E Ye | Executive Officer | Pasadena, CA |
| Affiliated Managers J Group | Executive Officer | Prides Crossing, MA |
| Stephane J Lachance | Director | George Town, Grand Cayman, E9 |
| Roger J Priaulx | Director | George Town, Grand Cayman, E9 |
| Jeff J Murphy | Director | Prides Crossing, MA |
| Timothy E Meckel | Director | Pasadena, CA |
| Dori J Levanoni | Executive Officer | Pasadena, CA |
| Kenneth J Ferguson | Executive Officer | Pasadena, CA |
| Kent C Roberts II | Executive Officer | Pasadena, CA |
| Christopher G Luck | Executive Officer | Pasadena, CA |
| Filed | Form | Offering | Sold |
|---|---|---|---|
| 2020-03-17 | D/A | $6.0B | $747.4M |
| 2019-02-04 | D/A | $7.6B | $942.6M |
| 2018-02-02 | D/A | $7.3B | $942.6M |
| 2017-02-02 | D/A | $7.6B | $1.2B |
| 2016-07-18 | D/A | $7.4B | $1.2B |
| 2015-07-16 | D/A | $6.6B | $1.9B |
| 2014-06-30 | D/A | $6.6B | $115.1M |
| 2013-07-22 | D/A | $3.2B | $1.3B |
| 2012-02-07 | D/A | $3.8B | $412.8M |
| 2011-06-30 | D/A | $3.8B | $247.2M |
| 2010-12-29 | D/A | $3.8B | $247.2M |
| 2010-01-14 | D | $3.9B | $100.0M |