ULLICO DIVERSIFIED SMID CAP FUND, L.P. — Form D

ULLICO DIVERSIFIED SMID CAP FUND, L.P. of WASHINGTON, DC, a company, filed a Form D exempt-offering notice with the SEC on 2010-08-27. Industry: Pooled Investment Fund.

Offering

Issuer

Officers, directors & promoters (10)

NameRoleLocation
Peter JonesExecutive OfficerVancouver, A1
Cathy HumphreyDirectorWashington, DC
Cathy HumphreyExecutive OfficerWashington, DC
Joseph LinehanDirectorWashington, DC
Joseph LinehanExecutive OfficerWashington, DC
Herbert KolbenDirectorWashington, DC
Richard LaRocqueExecutive OfficerWashington, DC
Adam FriedExecutive OfficerMiami Beach, FL
William CavanaghDirectorWashington, DC
William CavanaghExecutive OfficerWashington, DC

Other filings by this issuer (2)

FiledFormOfferingSold
2012-07-26D$5.5M
2011-07-27D/A$5.0M

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