ULLICO DIVERSIFIED SMID CAP FUND, L.P. — Form D

ULLICO DIVERSIFIED SMID CAP FUND, L.P. of WASHINGTON, DC, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2012-07-26. $5.5M was reported sold. Industry: Pooled Investment Fund.

Offering

Issuer

Officers, directors & promoters (10)

NameRoleLocation
Cathy HumphreyDirectorWashington, DC
Cathy HumphreyExecutive OfficerWashington, DC
Joseph LinehanDirectorWashington, DC
Joseph LinehanExecutive OfficerWashington, DC
Herbert KolbenDirectorWashington, DC
Richard LaRocqueExecutive OfficerWashington, DC
Adam FriedExecutive OfficerMiami Beach, FL
Peter JonesExecutive OfficerVancouver, A1
William CavanaghDirectorWashington, DC
William CavanaghExecutive OfficerWashington, DC

Other filings by this issuer (2)

FiledFormOfferingSold
2011-07-27D/A$5.0M
2010-08-27D

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