RiverRock Investment Fund III, LP — Form D
RiverRock Investment Fund III, LP of HOUSTON, TX, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2011-07-05. The offering totals $150.0M, of which $2.1M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2011-07-05
- Form: D
- Accession: 0001524875-11-000001
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.1
- Total offering: $150.0M
- Amount sold: $2.1M
- Remaining: $147.9M
- Minimum investment: $100K
- Investors: 4
- Date of first sale: 2011-07-01
- Security types: equity, fund interests
- Revenue range: No Revenues
- SEC file number: 021-162291
Issuer
- Name: RiverRock Investment Fund III, LP
- CIK: 0001524875
- Entity type: Limited Partnership
- Jurisdiction: DELAWARE
- Incorporated: 2011
- Address: 3200 SOUTHWEST FREEWAY, HOUSTON, TX, 77027
- Phone: 713-375-1300
Officers, directors & promoters (12)
| Name | Role | Location |
|---|
| James T Hickey | Director | Houston, TX |
| James T Hickey | Executive Officer | Houston, TX |
| James T Hickey | Promoter | Houston, TX |
| Jon na Osborne | Director | HOUSTON, TX |
| Jon na Osborne | Executive Officer | HOUSTON, TX |
| Jon na Osborne | Promoter | HOUSTON, TX |
| n/a na RiverRock Investment Management III, LLC | Director | HOUSTON, TX |
| n/a na RiverRock Investment Management III, LLC | Executive Officer | HOUSTON, TX |
| Gabe na Siegel | Director | HOUSTON, TX |
| Gabe na Siegel | Executive Officer | HOUSTON, TX |
| Gabe na Siegel | Promoter | HOUSTON, TX |
| N/A NA RiverRock Trust, LLC | Promoter | Houston, TX |
Other filings by this issuer (2)
More