PIPER JAFFRAY COMPANIES — Form D

PIPER JAFFRAY COMPANIES of MINNEAPOLIS, MN, a company, filed a Form D exempt-offering notice with the SEC on 2012-12-13. The offering totals $125.0M, of which $125.0M was reported sold. Industry: Other Banking and Financial Services.

Offering

Issuer

Officers, directors & promoters (46)

Showing 25 of 46 people.

NameRoleLocation
Michael R FrancisDirectorMinneapolis, MN
Frank L SimsDirectorMinneapolis, MN
Jean M TaylorDirectorMinneapolis, MN
Michele M VolpiDirectorMinneapolis, MN
Hope B WoodhouseDirectorMinneapolis, MN
James L ChosyExecutive OfficerMinneapolis, MN
Jeffrey D KlinefelterExecutive OfficerMinneapolis, MN
Scott D LaRueExecutive OfficerMinneapolis, MN
Brien M O'BrienExecutive OfficerMinneapolis, MN
Brad L WingesExecutive OfficerMinneapolis, MN
Martin Bradley WingesExecutive OfficerMinneapolis, MN
Philip E SoranDirectorMinneapolis, MN
Chad R AbrahamDirectorMinneapolis, MN
Chad R AbrahamExecutive OfficerMinneapolis, MN
Victoria M HoltDirectorMinneapolis, MN
Addison L PiperDirectorMinneapolis, MN
B. Kristine JohnsonDirectorSolana Beach, CA
Debbra L SchonemanDirectorMinneapolis, MN
Debbra L SchonemanExecutive OfficerMinneapolis, MN
Scott C TaylorDirectorMinneapolis, MN
Thomas S SchreierDirectorMinneapolis, MN
Sherry M SmithDirectorMinneapolis, MN
Frank E FairmanExecutive OfficerMinneapolis, MN
James E BakerExecutive OfficerMinneapolis, MN
R. Scott LaRueExecutive OfficerMinneapolis, MN

Other filings by this issuer (5)

FiledFormOfferingSold
2019-10-15D$175.0M$175.0M
2015-11-24D$47.9M$47.9M
2014-06-11D$50.0M
2010-03-09D$39.7M$39.7M
2010-01-12D$120.0M$120.0M

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