PIPER JAFFRAY COMPANIES — Form D

PIPER JAFFRAY COMPANIES of MINNEAPOLIS, MN, a company, filed a Form D exempt-offering notice with the SEC on 2019-10-15. The offering totals $175.0M, of which $175.0M was reported sold. Industry: Other Banking and Financial Services.

Offering

Issuer

Officers, directors & promoters (46)

Showing 25 of 46 people.

NameRoleLocation
Chad R AbrahamDirectorMinneapolis, MN
William R FitzgeraldDirectorMinneapolis, MN
Victoria M HoltDirectorMinneapolis, MN
B. Kristine JohnsonDirectorSolana Beach, CA
Addison L PiperDirectorMinneapolis, MN
Debbra L SchonemanDirectorMinneapolis, MN
Thomas S SchreierDirectorMinneapolis, MN
Sherry M SmithDirectorMinneapolis, MN
Philip E SoranDirectorMinneapolis, MN
Scott C TaylorDirectorMinneapolis, MN
Chad R AbrahamExecutive OfficerMinneapolis, MN
James E BakerExecutive OfficerMinneapolis, MN
Timothy L CarterExecutive OfficerMinneapolis, MN
Christine W EsckilsenExecutive OfficerMinneapolis, MN
Frank E FairmanExecutive OfficerMinneapolis, MN
John W GeelanExecutive OfficerMinneapolis, MN
R. Scott LaRueExecutive OfficerMinneapolis, MN
Shawn W QuantExecutive OfficerMinneapolis, MN
Thomas P SchnettlerExecutive OfficerMinneapolis, MN
Debbra L SchonemanExecutive OfficerMinneapolis, MN
Martin Bradley WingesExecutive OfficerMinneapolis, MN
Jon W SalvesonExecutive OfficerKennesaw, GA
Michele C VolpiDirectorMinneapolis, MN
Jeffrey P KlinefelterExecutive OfficerMinneapolis, MN
Francis E FairmanExecutive OfficerMinneapolis, MN

Other filings by this issuer (5)

FiledFormOfferingSold
2015-11-24D$47.9M$47.9M
2014-06-11D$50.0M
2012-12-13D$125.0M$125.0M
2010-03-09D$39.7M$39.7M
2010-01-12D$120.0M$120.0M

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