Lombard Asia IV, L.P. — Form D
Lombard Asia IV, L.P. of SAN FRANCISCO, CA, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2013-05-16. $59.6M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2013-05-16
- Form: D
- Accession: 0001560694-13-000001
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.7
- Amount sold: $59.6M
- Minimum investment: $1.0M
- Investors: 10
- Date of first sale: 2013-05-10
- Security types: equity, fund interests
- Revenue range: Decline to Disclose
- SEC file number: 021-196647
Issuer
- Name: Lombard Asia IV, L.P.
- CIK: 0001560694
- Entity type: Limited Partnership
- Jurisdiction: CAYMAN ISLANDS
- Incorporated: 2012
- Address: C/O LOMBARD INVESTMENTS, INC., SAN FRANCISCO, CA, 94111
- Phone: 415.397.5900
Officers, directors & promoters (6)
| Name | Role | Location |
|---|
| Thomas Smith | Executive Officer | Chicago, IL |
| Scott Sweet | Executive Officer | San Francisco, CA |
| n/a Lombard Investments, Inc. | Promoter | San Francisco, CA |
| n/a Lombard Asia IV GP, LLC | Promoter | Portola Valley, CA |
| Pote Videt | Executive Officer | Bangkok, W1 |
| Peter Sullivan | Executive Officer | White Plains, NY |
Other filings by this issuer (2)
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