CBOA FINANCIAL, INC. — Form D

CBOA FINANCIAL, INC. of Tucson, AZ, a company, filed a Form D exempt-offering notice with the SEC on 2013-08-23. The offering totals $12.0M, of which $11.4M was reported sold. Industry: Commercial Banking.

Offering

Issuer

Officers, directors & promoters (35)

Showing 25 of 35 people.

NameRoleLocation
James F FreinDirectorTucson, AZ
Dean S GreenbergDirectorTucson, AZ
Michael S HammondDirectorTucson, AZ
John Sean LewisDirectorTucson, AZ
Michael Wendell ShenemanPromoterScottsdale, AZ
Rich Wendell VogelPromoterScottsdale, AZ
Chris Wendell WebsterPromoterScottsdale, AZ
James Pierce FreinDirectorTucson, AZ
John Pierce LewisDirectorTucson, AZ
John Pierce LewisExecutive OfficerTucson, AZ
W. Sean LawleyDirectorTucson, AZ
Kim Sean SouleDirectorTucson, AZ
Michael Pierce HammondDirectorTucson, AZ
Ken Sean FlowerDirectorTucson, AZ
Robert Sean DeckerDirectorTucson, AZ
William Pierce AssenmacherDirectorTucson, AZ
Steve Sean PickeringDirectorTucson, AZ
William A AssenmacherDirectorTucson, AZ
Richard P ColemanDirectorOro Valley, AZ
John F MungerDirectorTucson, AZ
Robert P HollandDirectorTucson, AZ
Michael Wendell HammondDirectorTucson, AZ
Beth P WalkupDirectorTucson, AZ
James Wendell HorvathDirectorTucson, AZ
John P LewisDirectorTucson, AZ

Other filings by this issuer (3)

FiledFormOfferingSold
2017-05-19D$9.4M$4.8M
2015-07-09D$6.0M$2.6M
2014-06-18D$438K

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