RCS CAPITAL MANAGEMENT, LLC — Form D/A
RCS CAPITAL MANAGEMENT, LLC of NEW YORK, NY, a company, filed a Form D amendment with the SEC on 2014-11-19. The offering totals $15.3M, of which $15.3M was reported sold. Industry: Other Banking and Financial Services.
Offering
- Filed: 2014-11-19
- Form: D/A
- Accession: 0001607986-14-000002
- Industry: Other Banking and Financial Services
- Exemptions: 06b
- Total offering: $15.3M
- Amount sold: $15.3M
- Investors: 5
- Date of first sale: 2014-04-29
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-217718
Issuer
- Name: RCS CAPITAL MANAGEMENT, LLC
- CIK: 0001607986
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2013
- Address: 405 PARK AVENUE, NEW YORK, NY, 10022
- Phone: 866-904-2988
Officers, directors & promoters (12)
| Name | Role | Location |
|---|
| Peter M Budko | Executive Officer | Raleigh, NC |
| Brian D Jones | Executive Officer | New York, NY |
| William M Kahane | Executive Officer | New York, NY |
| Nicholas S Schorsch | Executive Officer | New York, NY |
| Edward Michael Weil, Jr. | Executive Officer | New York, NY |
| Brian S Block | Promoter | New York, NY |
| Peter M Budko | Promoter | Raleigh, NC |
| William M Kahane | Promoter | New York, NY |
| Nicholas S Schorsch | Promoter | New York, NY |
| Edward Michael Weil, Jr. | Promoter | New York, NY |
| Brian S Block | Executive Officer | New York, NY |
| N/A RCS Capital Holdings, LLC | Promoter | New York, NY |
Other filings by this issuer (1)
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