Ultra Short Enhanced Yield Fund, a series of Principal Global Investors Trust — Form D/A
Ultra Short Enhanced Yield Fund, a series of Principal Global Investors Trust of DES MOINES, IA, a pooled investment fund, filed a Form D amendment with the SEC on 2018-06-14. $35.0M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2018-06-14
- Form: D/A
- Accession: 0001616060-18-000002
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.1
- Amount sold: $35.0M
- Investors: 2
- Date of first sale: 2014-07-14
- Security types: fund interests
- SEC file number: 021-222495
Issuer
- Name: Ultra Short Enhanced Yield Fund, a series of Principal Global Investors Trust
- CIK: 0001616060
- Entity type: Business Trust
- Jurisdiction: DELAWARE
- Address: 801 GRAND AVENUE, DES MOINES, IA, 50392
- Phone: 1-800-533-1390
Officers, directors & promoters (21)
| Name | Role | Location |
|---|
| Michael Marie Beer | Director | Des Moines, IA |
| David Michael Blake | Director | Des Moines, IA |
| Patrick Gregory Halter | Director | Des Moines, IA |
| Jill Marie Hittner | Director | Des Moines, IA |
| Daniel Patrick Houston | Director | Des Moines, IA |
| James Patrick McCaughan | Director | Des Moines, IA |
| Barbara Ann McKenzie | Director | Des Moines, IA |
| Karen Elizabeth Shaff | Director | Des Moines, IA |
| Michael Marie Beer | Executive Officer | Des Moines, IA |
| David Michael Blake | Executive Officer | Des Moines, IA |
| Andrew Marie Donohue | Executive Officer | Des Moines, IA |
| Patrick Gregory Halter | Executive Officer | Des Moines, IA |
| Jill Marie Hittner | Executive Officer | Des Moines, IA |
| James Patrick McCaughan | Executive Officer | Des Moines, IA |
| Barbara Ann McKenzie | Executive Officer | Des Moines, IA |
| Karen Elizabeth Shaff | Executive Officer | Des Moines, IA |
| ' Marie Principal Global Investors | Promoter | Des Moines, IA |
| Jeffrey Marie Hiller | Executive Officer | Des Moines, IA |
| Randall Craig Mundt | Director | Des Moines, IA |
| Randall Craig Mundt | Executive Officer | Des Moines, IA |
| Larry Donald Zimpleman | Director | Des Moines, IA |
Other filings by this issuer (4)
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