NEUBERGER BERMAN RISK PARITY FUND LTD. — Form D
NEUBERGER BERMAN RISK PARITY FUND LTD. of GRAND CAYMAN, E9, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2014-08-19. $50.0M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2014-08-19
- Form: D
- Accession: 0001617282-14-000001
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $50.0M
- Minimum investment: $100K
- Investors: 1
- Date of first sale: 2014-08-01
- Security types: fund interests
- SEC file number: 021-223268
Issuer
- Name: NEUBERGER BERMAN RISK PARITY FUND LTD.
- CIK: 0001617282
- Entity type: Other
- Jurisdiction: CAYMAN ISLANDS
- Incorporated: 2014
- Address: C/O MAPLES CORPORATE SERVICES LIMITED UGLAND HOUSE, PO BOX 309, GRAND CAYMAN, E9, KY1-1104
- Phone: (345) 949-8066
Officers, directors & promoters (17)
| Name | Role | Location |
|---|
| Ashok Bhatia | Director | Chicago, IL |
| Ashok Bhatia | Related Person | Chicago, IL |
| Stephen Wright | Director | New York, NY |
| Stephen Wright | Related Person | New York, NY |
| Joseph Amato | Director | New York, NY |
| John Douglas Kramer | Director | New York, NY |
| John Douglas Kramer | Related Person | New York, NY |
| n/a Neuberger Berman Investment Advisers LLC | Promoter | New York, NY |
| Stephen Douglas Wright | Director | New York, NY |
| N/A DOUGLAS NEUBERGER BERMAN INVESTMENT ADVISERS LLC | Promoter | NEW YORK, NY |
| ANNE BRENNAN | Director | New York, NY |
| ANNE BRENNAN | Related Person | New York, NY |
| Bradley Tank | Director | Chicago, IL |
| JOHN DOUGLAS KARMER | Director | NEW YORK, NY |
| Vanessa Rosenthal | Director | New York, NY |
| Lawrence Kohn | Director | New York, NY |
| Robert Eason | Director | New York, NY |
Other filings by this issuer (15)
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