USB Focus Fund LevelUp 1, LLC — Form D
USB Focus Fund LevelUp 1, LLC of LINCOLN, MA, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2014-10-10. The offering totals $10.0M, of which $9.2M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2014-10-10
- Form: D
- Accession: 0001618385-14-000001
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.1
- Total offering: $10.0M
- Amount sold: $9.2M
- Remaining: $800K
- Investors: 87
- Date of first sale: 2014-09-29
- Security types: fund interests
- SEC file number: 021-226210
Issuer
- Name: USB Focus Fund LevelUp 1, LLC
- CIK: 0001618385
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2014
- Address: C/O US BOSTON CAPITAL CORPORATION, LINCOLN, MA, 01773
- Phone: 7812590249
Officers, directors & promoters (4)
| Name | Role | Location |
|---|
| Willard L Umphrey | Executive Officer | Lincoln, MA |
| N/A Pear Tree Partners, L.P. | Executive Officer | Lincoln, MA |
| Kathryn Collings Laing | Executive Officer | Lincoln, MA |
| Jennifer Collings Dougherty | Executive Officer | Lincoln, MA |
Other filings by this issuer (1)
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