StocksPLUS, L.P. — Form D/A

StocksPLUS, L.P. of NEWPORT BEACH, CA, a pooled investment fund, filed a Form D amendment with the SEC on 2014-11-13. $4.8B was reported sold. Industry: Pooled Investment Fund.

Offering

Issuer

Officers, directors & promoters (118)

Showing 25 of 118 people.

NameRoleLocation
Brent R HarrisDirectorNewport Beach, CA
DOUGLAS M HODGEDirectorNEWPORT BEACH, CA
Vineer H BhansaliExecutive OfficerNewport Beach, CA
Erik C BrownExecutive OfficerNewport Beach, CA
Edward Kumar DevlinExecutive OfficerNewport Beach, CA
Mohsen G FahmiExecutive OfficerNewport Beach, CA
John P HardawayExecutive OfficerNewport Beach, CA
Brent R HarrisExecutive OfficerNewport Beach, CA
Arthur J HastingsExecutive OfficerNewport Beach, CA
Jonanthan Lane HorneExecutive OfficerNewport Beach, CA
Steven L JonesExecutive OfficerNewport Beach, CA
Richard R LeBrunExecutive OfficerNewport Beach, CA
Colleen C MartinExecutive OfficerHarrisburg, PA
Ravinder Kumar MattuExecutive OfficerNEWPORT BEACH, CA
Mohit P MittalExecutive OfficerNewport Beach, CA
Arthur YD OngExecutive OfficerNewport Beach, CA
Michael H PuntorieroExecutive OfficerNewport Beach, CA
Trent W WalkerExecutive OfficerNewport Beach, CA
ALFRED TAKETO MURATAExecutive OfficerNEWPORT BEACH, CA
ALFRED TAKETO MURATARelated PersonNEWPORT BEACH, CA
PETER G STRELOWExecutive OfficerNEWPORT BEACH, CA
SUNG-HEE G SUHExecutive OfficerNEWPORT BEACH, CA
JOHN JEFFREY KIRKOWSKIExecutive OfficerNEWPORT BEACH, CA
JOHN JEFFREY KIRKOWSKIRelated PersonNEWPORT BEACH, CA
KIMBERLEY GRACE KORINKEExecutive OfficerNEWPORT BEACH, CA

Other filings by this issuer (14)

FiledFormOfferingSold
2026-06-01D/A$5.5B
2024-12-04D/A$5.5B
2023-09-19D/A$5.4B
2022-12-02D/A$5.3B
2021-07-29D/A$5.2B
2020-05-01D/A$5.1B
2014-12-04D/A$4.7B
2014-04-02D/A$4.7B
2013-03-28D/A$4.7B
2012-03-27D/A$4.6B
2011-03-31D/A$4.6B
2010-04-01D/A$4.5B
2009-04-09D/A$4.4B
2009-04-08D$50.0M$35.0M

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