Wellington Hawkes Bay ASP Fund, a series of the Alternative Strategies Platform, LLC — Form D

Wellington Hawkes Bay ASP Fund, a series of the Alternative Strategies Platform, LLC of CHARLOTTE, NC, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2017-05-02. Industry: Pooled Investment Fund.

Offering

Issuer

Officers, directors & promoters (20)

NameRoleLocation
James F AngelosExecutive OfficerCharlotte, NC
Rob F ColtrinExecutive OfficerCharlotte, NC
Sean F NicolosiExecutive OfficerBoston, MA
Michael F RomanExecutive OfficerBoston, MA
N/A ICAPITAL II GP LLCPromoterNEW YORK, NY
Michael KornExecutive OfficerNew York, NY
Daniel J MavicoExecutive OfficerCharlotte, NC
Rob J ColtrinExecutive OfficerCharlotte, NC
N/A Wells Fargo Investment Institute IncPromoterCharlotte, NC
Rob ColtrinRelated PersonCharlotte, NC
Britta McCorduckExecutive OfficerCharlotte, NC
Sean J NicolosiExecutive OfficerBoston, MA
Michael RomanRelated PersonBoston, MA
Michael J RomanExecutive OfficerBoston, MA
Sean NicolosiRelated PersonBoston, MA
Adam TabackExecutive OfficerCharlotte, NC
Adam TabackRelated PersonCharlotte, NC
Britta Perkio PattersonExecutive OfficerCharlotte, NC
Britta Perkio PattersonRelated PersonCharlotte, NC
Daniel J. MavicoRelated PersonCharlotte, NC

Other filings by this issuer (6)

FiledFormOfferingSold
2023-12-19D/A—$126.8M
2022-08-01D/A—$126.8M
2021-04-28D/A—$126.2M
2020-04-30D/A—$112.6M
2019-04-30D/A—$100.0M
2018-04-30D/A—$60.8M

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