Wellington Hawkes Bay ASP Fund, a series of the Alternative Strategies Platform, LLC — Form D/A
Wellington Hawkes Bay ASP Fund, a series of the Alternative Strategies Platform, LLC of CHARLOTTE, NC, a pooled investment fund, filed a Form D amendment with the SEC on 2018-04-30. $60.8M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2018-04-30
- Form: D/A
- Accession: 0001724485-18-000075
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $60.8M
- Minimum investment: $100K
- Investors: 262
- Date of first sale: 2017-03-01
- Security types: fund interests
- SEC file number: 021-285887
Issuer
- Name: Wellington Hawkes Bay ASP Fund, a series of the Alternative Strategies Platform, LLC
- CIK: 0001697317
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2012
- Address: C/O WELLS FARGO INVESTMENT INSTITUTE INC 401 S TRYON STREET, CHARLOTTE, NC, 28202
- Phone: 7043836369
Officers, directors & promoters (20)
| Name | Role | Location |
|---|
| N/A ICAPITAL II GP LLC | Promoter | NEW YORK, NY |
| Michael Korn | Executive Officer | New York, NY |
| Daniel J Mavico | Executive Officer | Charlotte, NC |
| Rob J Coltrin | Executive Officer | Charlotte, NC |
| N/A Wells Fargo Investment Institute Inc | Promoter | Charlotte, NC |
| Rob Coltrin | Related Person | Charlotte, NC |
| Britta McCorduck | Executive Officer | Charlotte, NC |
| Sean J Nicolosi | Executive Officer | Boston, MA |
| Michael Roman | Related Person | Boston, MA |
| Michael J Roman | Executive Officer | Boston, MA |
| Sean Nicolosi | Related Person | Boston, MA |
| Adam Taback | Executive Officer | Charlotte, NC |
| Adam Taback | Related Person | Charlotte, NC |
| Britta Perkio Patterson | Executive Officer | Charlotte, NC |
| Britta Perkio Patterson | Related Person | Charlotte, NC |
| Rob F Coltrin | Executive Officer | Charlotte, NC |
| Michael F Roman | Executive Officer | Boston, MA |
| Sean F Nicolosi | Executive Officer | Boston, MA |
| James F Angelos | Executive Officer | Charlotte, NC |
| Daniel J. Mavico | Related Person | Charlotte, NC |
Other filings by this issuer (6)
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