First Principles Income Opportunities Fund, LLC — Form D

First Principles Income Opportunities Fund, LLC of New York, NY, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2015-02-06. Industry: Pooled Investment Fund.

Offering

Issuer

Officers, directors & promoters (13)

NameRoleLocation
Mark G AlexandridisExecutive OfficerNew York, NY
Michael J BaekExecutive OfficerNew York, NY
Hong J ChenExecutive OfficerNew York, NY
Douglas A DachilleExecutive OfficerNew York, NY
Richard F DolanExecutive OfficerNew York, NY
n/a First Principles Capital Management, LLCExecutive OfficerNew York, NY
David R HoExecutive OfficerNew York, NY
Prasad R KadiyalaExecutive OfficerNew York, NY
Richard R LewisExecutive OfficerNew York, NY
Mark F LiebermanExecutive OfficerNew York, NY
Stephen R MillerExecutive OfficerNew York, NY
James H Van EppsExecutive OfficerNew York, NY
n/a First Principles Partners, LLCPromoterNew York, NY

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