BioCardia, Inc. — Form D

BioCardia, Inc. of SAN CARLOS, CA, a company, filed a Form D exempt-offering notice with the SEC on 2016-11-04. The offering totals $35.9M, of which $35.9M was reported sold. Industry: Other Health Care.

Offering

Issuer

Officers, directors & promoters (28)

Showing 25 of 28 people.

NameRoleLocation
RICHARD C PFENNIGER, JRDirectorSAN CARLOS, CA
THOMAS C QUERTERMOUSDirectorSAN CARLOS, CA
SIMON H STERTZERDirectorSAN CARLOS, CA
RICHARD T ALLENExecutive OfficerSAN CARLOS, CA
ERIC T DUCKERSExecutive OfficerSAN CARLOS, CA
DAVID L MCCLUNGExecutive OfficerSAN CARLOS, CA
PHIL M PESTAExecutive OfficerSAN CARLOS, CA
Peter AltmanPromoterSan Carlos, CA
Steven RubinDirectorMiami, FL
Andrew BrooksDirectorSan Francisco, CA
Andrew BrooksExecutive OfficerSan Francisco, CA
Thomas MorganDirectorWilmington, DE
Richard C PfennigerDirectorSan Carlos, CA
Allan R TesslerDirectorSan Carlos, CA
Richard L KrasnoDirectorSan Carlos, CA
Thomas QuertermousDirectorSan Carlos, CA
Simon StertzerDirectorSan Carlos, CA
Fernando L FernandezDirectorSan Carlos, CA
David C McClungExecutive OfficerSan Carlos, CA
Peter AltmanDirectorSan Carlos, CA
Peter AltmanExecutive OfficerSan Carlos, CA
Jay M MoyesDirectorSalt Lake City, UT
Subbarao UppaluriDirectorBeverly Hills, CA
Joseph LoggiaDirectorBeverly Hills, CA
Derrick RomineExecutive OfficerBeverly Hills, CA

Other filings by this issuer (3)

FiledFormOfferingSold
2019-01-07D$4.0M$4.0M
2009-12-16D$6.5M$6.2M
2009-10-13D$8.0M$3.0M

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