III EP Strategies Fund Ltd. — Form D/A

III EP Strategies Fund Ltd. of Grand Cayman, E9, a pooled investment fund, filed a Form D amendment with the SEC on 2020-08-28. $33.0M was reported sold. Industry: Pooled Investment Fund.

Offering

Issuer

Officers, directors & promoters (25)

NameRoleLocation
Karen L HansenExecutive OfficerBoca Raton, FL
n/a III Capital ManagementPromoterBoca Raton, FL
Jason L PrestExecutive OfficerBoca Raton, FL
Thomas L OlofssonExecutive OfficerBoca Raton, FL
Yelena L AnuarExecutive OfficerBoca Raton, FL
Mark L PerryExecutive OfficerBoca Raton, FL
Robert L HartExecutive OfficerBoca Raton, FL
Deep L KumarExecutive OfficerBoca Raton, FL
Brandon L PellegrinoExecutive OfficerBoca Raton, FL
Garth P FriesenExecutive OfficerBoca Raton, FL
Andrew P GallowayDirectorGrand Cayman, E9
Francis P FeeneyExecutive OfficerBoca Raton, FL
Robert P PrintzExecutive OfficerBoca Raton, FL
Thomas D OlofssonExecutive OfficerBoca Raton, FL
Michael B RegerExecutive OfficerBoca Raton, FL
Warren B MoslerExecutive OfficerBoca Raton, FL
Francis D FeeneyExecutive OfficerBoca Raton, FL
Michael L RegerExecutive OfficerBoca Raton, FL
Scott L WylerExecutive OfficerBoca Raton, FL
William P McCauleyExecutive OfficerBoca Raton, FL
Lester N CoyleExecutive OfficerBoca Raton, FL
Clifford G VinerExecutive OfficerBoca Raton, FL
Robert A PrintzExecutive OfficerBoca Raton, FL
Laura P McGrathDirectorChristiansted, St. Croix, VI
David P BreeDirectorGrand Cayman, E9

Other filings by this issuer (4)

FiledFormOfferingSold
2021-08-27D/A$46.0M
2019-08-29D/A$28.0M
2018-08-29D/A$20.0M
2017-08-29D$20.0M

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