OC 535 Offshore Fund SPC - Segregated Portfolio 5 — Form D

OC 535 Offshore Fund SPC - Segregated Portfolio 5 of Grand Cayman, E9, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2018-05-15. $106.6M was reported sold. Industry: Pooled Investment Fund.

Offering

Issuer

Officers, directors & promoters (6)

NameRoleLocation
Joseph C WorkmanExecutive OfficerChicago, IL
Philip DickieDirectorGrand Cayman, E9
William EJ WalmsleyDirectorGrand Cayman, E9
n/a UBS O'Connor LLCExecutive OfficerChicago, IL
Connor EJ BurkeExecutive OfficerChicago, IL
n/a UBS O'Connor LimitedExecutive OfficerLondon, X0

Other filings by this issuer (3)

FiledFormOfferingSold
2020-05-29D/A$199.6M
2019-05-29D/A$189.3M
2019-03-01D/A$120.7M

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