Swan Defined Risk Fund — new fund registration

NORTHERN LIGHTS FUND TRUST III registered 1 new fund series on Form 485APOS, filed 2012-04-12. Featured series: Swan Defined Risk Fund.

Registration

• Registrant / trust: NORTHERN LIGHTS FUND TRUST III
• CIK: 0001537140
• Form: 485APOS
• Filed: 2012-04-12
• State of incorporation: DE
• Accession: 0000910472-12-001121
• Reported net assets: $587.4M

Series & classes (4)

Fees (from the effective prospectus)

• 12b-1 fee: 0.25%
• Gross expense ratio: 1.50%
• Management fee: 1.00%
• Net expense ratio: 1.68%
• Other expenses: 0.20%

Investment objective

The Fund seeks long term capital appreciation.

Advisers

• Swan Capital Management, LLC (Advisor)
• Swan Global Management, LLC (Subadvisor)

Other filings by this registrant (15)

• 485APOS — 2026-07-27 (1 new series)
• 485APOS — 2026-05-01 (1 new series)
• 485APOS — 2026-02-05
• 485APOS — 2024-07-09 (2 new series)
• 485APOS — 2024-02-29
• 485APOS — 2023-11-22 (1 new series)
• 485APOS — 2023-10-19
• 485APOS — 2023-10-03 (1 new series)
• 485APOS — 2023-09-27 (4 new series)
• 485APOS — 2023-08-30 (1 new series)
• 485APOS — 2023-05-30
• 485APOS — 2023-02-24

More

• Registrant profile: NORTHERN LIGHTS FUND TRUST III
• This page as markdown (for LLM agents)
• Search all SEC filings, advisers and people on Adviser Search