JAMES MICHAEL KENNEDY of NORWALK, CT appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. JAMES MICHAEL KENNEDY appears on 4 filing roles across Form D (3), Form ADV (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-03-19 | Form ADV | SMARTASSET | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| 2020-04-22 | Form D | THB MICROCAP FUND, LLC | Executive Officer | NORWALK, CT |
| 2011-10-27 | Form D | THB ENHANCED ALPHA FUND, LLC | Executive Officer | NORWALK, CT |
| 2020-04-22 | Form D | THB SMALLCAP FUND, LLC | Executive Officer | NORWALK, CT |