SMITH TAFT JAMES of CHICAGO, IL appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SMITH TAFT JAMES appears on 27 filing roles across Form ADV (26), Form D (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | INSTAR ASSET MANAGEMENT INC. | OFFICER & DIRECTOR | TORONTO, ON |
| — | Form ADV | GARRISON POINT ADVISORS, LLC | OWNER | WALNUT CREEK, CA |
| — | Form ADV | OAKTREE CAPITAL MANAGEMENT, L.P. | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | LOS ANGELES, CA |
| — | Form ADV | GARRISON POINT CAPITAL, LLC | OWNER | SAN FRANCISCO, CA |
| — | Form ADV | GUIDANCE POINT ADVISORS, LLC | MEMBER/PREFERRED UNIT HOLDER AND PRINCIPAL | — |
| — | Form ADV | HERON VIEW PARTNERS LLC | GENERAL COUNSEL | NEW YORK, NY |
| — | Form ADV | MULTICOIN CAPITAL MANAGEMENT, LLC | CFO, COO, AND MEMBER - MULTICOIN CAPITAL MANAGEMENT, LLC | AUSTIN, TX |
| — | Form ADV | OAKRIDGE MANAGEMENT GROUP LLC | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER FOR DISCRETIONARY | STAMFORD, CT |
| — | Form ADV | J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | RTD FINANCIAL ADVISORS INC | SENIOR VICE PRESIDENT | PHILADELPHIA, PA |
| — | Form ADV | SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED | CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR | CHICAGO, IL |
| — | Form ADV | J.P. MORGAN INVESTMENT MANAGEMENT INC. | CHIEF COMPLIANCE OFFICER/MD | NEW YORK, NY |
| — | Form ADV | KEY INVESTMENT SERVICES LLC | DIRECTOR OF PRODUCTS AND SERVICES | BROOKLYN, OH |
| — | Form ADV | PINEBRIDGE INVESTMENTS LLC | GENERAL COUNSEL | NEW YORK, NY |
| — | Form ADV | GUIDANCE POINT RETIREMENT SERVICES, LLC | CHIEF INVESTMENT OFFICER | PORTLAND, ME |
| — | Form ADV | HICKORY POINT BANK & TRUST, FSB | SECRETARY | DECATUR, IL |
| — | Form ADV | J. WILLIAM MANTZ INVESTMENT ADVISORS LLC | SENIOR PORTFOLIO MANAGER | GLOUCESTER, MA |
| — | Form ADV | UVEST FINANCIAL SERVICES GROUP, INC. | SHAREHOLDER | CHARLOTTE, NC |
| — | Form ADV | JPMORGAN INVESTMENT ADVISORS INC. | CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR | COLUMBUS, OH |
| — | Form ADV | DVCMM LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | JPMORGAN HIGH YIELD PARTNERS LLC | CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR | COLUMBUS, OH |
| — | Form ADV | WB CAPITAL MANAGEMENT INC. | DIRECTOR | CEDAR RAPIDS, IA |
| — | Form ADV | J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. | CHIEF COMPLIANCE OFFICER/VP | NEW YORK, NY |
| — | Form ADV | ROBERT FLEMING INC. | MD/CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | PHILLIPS EDISON & COMPANY LTD. | CHIEF FINANCIAL OFFICER, TREASURER, VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | CINCINNATI, OH |
| — | Form ADV | GARRISON POINT FUNDS, LLC | OWNER | WALNUT CREEK, CA |
| 2019-08-09 | Form D | REAP CAPITAL PARTNERS, LLC | Executive Officer | CHICAGO, IL |