Duncan Anderson James of Tampa, FL appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Duncan Anderson James appears on 6 filing roles across Form ADV (5), Form D (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | NEUBERGER BERMAN EUROPE LIMITED | DIRECTOR, CHIEF OPERATIONS OFFICER | LONDON |
| — | Form ADV | ESO MANAGEMENT (LUXEMBOURG) LIMITED SARL | CHIEF COMPLIANCE OFFICER | LUXEMBOURG |
| — | Form ADV | ESO MANAGEMENT LUXEMBOURG II SARL | CHIEF COMPLIANCE OFFICER | LUXEMBOURG |
| — | Form ADV | ESO MANAGEMENT (LUXEMBOURG) VI SARL | CHIEF COMPLIANCE OFFICER | LUXEMBOURG |
| — | Form ADV | ESO CAPITAL PARTNERS UK LLP | CHIEF OPERATING OFFICER | LONDON |
| 2018-07-31 | Form D | Avalon Health Services, LLC | Director | Tampa, FL |