NEUBERGER BERMAN EUROPE LIMITED of LONDON is an SEC-registered investment adviser (CRD 162267). Regulatory assets under management: $98.0B.
Compensation: % of AUM, Performance.
Clients served: Pooled vehicles, Investment cos.
Showing 25 of 27 people.
| Name | Role | Location |
|---|---|---|
| Duncan Anderson James | DIRECTOR; DIRECTOR, CHIEF OPERATIONS OFFICER | Tampa, FL |
| Heather Phyl Zuckerman | DIRECTOR | — |
| Michelle Simone Green | DIRECTOR, CHIEF LEGAL OFFICER | — |
| Matthew Holian Malloy | DIRECTOR, CHIEF EXECUTIVE OFFICER | — |
| Philipp Horst Joachim Patschkowski | DIRECTOR | — |
| Rob Johan Drijkoningen | DIRECTOR | — |
| Simon Timothy Osborne | CHIEF COMPLIANCE OFFICER | — |
| Jason Christopher Davenant Henchman | DIRECTOR | — |
| VAN SETTEN LODEWIJK DIRK | CEO, DIRECTOR; DIRECTOR, CHIEF EXECUTIVE OFFICER | — |
| AMATO JOSEPH VINCENT | DIRECTOR | — |
| TUTRONE ANTHONY DAVID | DIRECTOR | — |
| STYMAN NICK | CHIEF COMPLIANCE OFFICER | — |
| ZUCKERMAN HEATHER P | DIRECTOR | — |
| RICHARDS NICOLA JANE | SENIOR VICE PRESIDENT, HEAD OF COMPLIANCE | — |
| CRUISE DAVID ANTHONY | SENIOR VICE PRESIDENT, HEAD OF FINANCE | — |
| HASHMI MEEKAL | SENIOR VICE PRESIDENT, GENERAL COUNSEL; SENIOR VICE PRESIDENT, GENERAL COUNSEL, DIRECTOR | — |
| HOAR NICHOLAS JOHN FRANCIS | DIRECTOR | — |
| LUC HUNG VAY | SENIOR VICE PRESIDENT, HEAD OF COMPLIANCE | — |
| GREEN MICHELLE SIMONE | DIRECTOR, CHIEF LEGAL OFFICER | — |
| GREEN MICHELE | DIRECTOR, CHIEF LEGAL OFFICER; DIRECTOR, GENERAL COUNSEL | — |
| HARVEY JAMES CHARLES FRAZER | DIRECTOR; DIRECTOR, CHIEF FINANCIAL OFFICER | — |
| STYMAN NICK VINCENT | CHIEF COMPLIANCE OFFICER | — |
| MALLOY MATTHEW HOLIAN | DIRECTOR, CHIEF EXECUTIVE OFFICER | — |
| Patschkowski Philipp Horst Joachim | DIRECTOR | — |
| DRIJKONINGEN ROB JOHAN | DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-08-13 | regulatory | THE BAFIN ALLEGED THAT IN A SINGLE INSTANCE IN 2021, NBSH WILLFULLY FILED A VOTING RIGHTS NOTIFICATION OF DROPPING BELOW 3% HOLDINGS IN ONE GERMAN ISSUER SIX WEEKS AFTER THE FILING DEADLINE. | On Appeal | $1.6M |
| 2024-08-13 | regulatory | THE BAFIN ALLEGED THAT IN A SINGLE INSTANCE IN 2021, NBSH WILLFULLY FILED A VOTING RIGHTS NOTIFICATION OF DROPPING BELOW 3% HOLDINGS IN ONE GERMAN ISSUER SIX WEEKS AFTER THE FILING DEADLINE. | Final | $580K |