Stephen Jerome Ketchum

Stephen Jerome Ketchum of New York, NY appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Stephen Jerome Ketchum appears on 38 filing roles across Form D (33), Form ADV (5).

Registered advisers

Filings (38)

FiledSourceEntityRoleLocation
2025-11-26Form ADVSOUND POINT CAPITAL MANAGEMENT, LPMANAGING PARTNERNEW YORK, NY
2025-08-22Form ADVSOUND POINT COMMERCIAL REAL ESTATE FINANCE LLCCHIEF EXECUTIVE OFFICERNEW YORK, NY
2025-08-22Form ADVSOUND POINT CLO C-MOA, LLCMEMBERNEW YORK, NY
2025-08-22Form ADVSOUND POINT LUNA LLCMEMBERNEW YORK, NY
2025-08-22Form ADVSOUND POINT MERIDIAN MANAGEMENT COMPANY LLCMEMBERNEW YORK, NY
2026-05-26Form DSound Point Credit Opportunities Fund, L.P.Related PersonNEW YORK, NY
2025-01-28Form DSound Point Senior Floating Rate Fund, L.P.PromoterNEW YORK, NY
2026-05-22Form DSound Point Credit Opportunities Offshore Fund, Ltd.Related PersonGRAND CAYMAN, E9
2026-05-05Form DSound Point Discovery Fund LLCRelated PersonNEW YORK, NY
2019-05-01Form DSound Point Strategic Capital Fund, LPRelated PersonNEW YORK, NY
2025-10-24Form DSound Point Euro CLO Management, LPExecutive OfficerNEW YORK, NY
2026-07-23Form DSound Point Harbor Fund LPRelated PersonNEW YORK, NY
2020-02-28Form DSound Point Strategic Capital Offshore Fund, LPPromoterGRAND CAYMAN, E9
2024-08-30Form DSound Point Tactical Loan Opportunity Fund I, LPExecutive OfficerNEW YORK, NY
2025-08-29Form DSound Point Tactical Loan Opportunity Offshore Fund I, LPExecutive OfficerNEW YORK, NY
2022-03-09Form DMain Street Lending Fund I, LPExecutive OfficerNEW YORK, NY
2023-03-08Form DSound Point Specialty Fund I, LPExecutive OfficerNEW YORK, NY
2026-04-08Form DSPC Receivables Holdings I, LLCRelated PersonNEW YORK, NY
2026-03-13Form DSP Technology Payments I LLCRelated PersonNEW YORK, NY
2026-03-13Form DSound Point Strategic Capital Fund II, LPRelated PersonNEW YORK, NY
2024-10-03Form DSound Point U.S. Direct Lending Fund III (Levered Master) L.P.Executive OfficerNEW YORK, NY
2025-10-03Form DSound Point U.S. Direct Lending Fund III (RN Feeder) L.P.Executive OfficerNEW YORK, NY
2025-10-03Form DSound Point U.S. Direct Lending Fund III (Master) L.P.Executive OfficerNEW YORK, NY
2025-12-03Form DSP Technology Payments II, LLCExecutive OfficerNEW YORK, NY
2025-10-31Form DSound Point Strategic Capital Offshore Fund II, LPDirectorNEW YORK, NY
2025-10-28Form DSound Point U.S. Direct Lending Fund III (Levered Non-U.S. RN Feeder) L.P.Executive OfficerNEW YORK, NY
2026-01-23Form DSPC Receivables Holdings II, LLCRelated PersonNEW YORK, NY
2025-01-10Form DSPC Receivables Holdings III, LLCExecutive OfficerNEW YORK, NY
2026-06-30Form DSound Point Senior Floating Rate Income Master Fund, L.P.Related PersonNEW YORK, NY
2026-07-17Form DSPMC Feeder Fund LPRelated PersonNEW YORK, NY
2025-07-15Form DSound Point Strategic Capital Offshore Fund III, LPExecutive OfficerNEW YORK, NY
2025-07-15Form DSound Point Strategic Capital Fund III, LPExecutive OfficerNEW YORK, NY
2025-07-15Form DSound Point Strategic Capital Fund III-R, LPExecutive OfficerNEW YORK, NY
2025-12-19Form DSound Point Direct Lending BDCExecutive OfficerNEW YORK, NY
2025-11-26Form DSound Point Strategic Capital Offshore Fund III-R, LPExecutive OfficerNEW YORK, NY
2026-09-11Form DSound Point U.S. Direct Lending Fund IV (Onshore) L.P.Related PersonNEW YORK, NY
2026-09-11Form DSound Point U.S. Direct Lending Fund IV (Levered) L.P.Related PersonNEW YORK, NY
2026-09-11Form DSound Point U.S. Direct Lending Fund IV (RN Feeder) L.P.Related PersonNEW YORK, NY

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