SOUND POINT COMMERCIAL REAL ESTATE FINANCE LLC

SOUND POINT COMMERCIAL REAL ESTATE FINANCE LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 311808). Regulatory assets under management: $2.7B. This firm reports disciplinary history on Form ADV.

Registration

Business model

Compensation: % of AUM, Other.

Clients served: Pooled vehicles.

Officers, owners & control persons (22)

NameRoleLocation
Stephen Jerome KetchumCHIEF EXECUTIVE OFFICER; MEMBERNew York, NY
Sarah Zeller SeelausCHIEF OPERATING OFFICER—
Andrea JS SayagoCHIEF COMPLIANCE OFFICERNew York, NY
Daniel Steven FabianGLOBAL CHIEF FINANCIAL OFFICER—
Vincent Anthony DarpinoACTING GENERAL COUNSEL; GENERAL COUNSEL—
Donald Joseph MackinnonPORTFOLIO MANAGER—
Wendy Lynne RubertiGENERAL COUNSEL—
Kevin Peter GerlitzCHIEF FINANCIAL OFFICER—
GERLITZ KEVIN PETERCHIEF FINANCIAL OFFICER—
DAVIS JAMES ARTHURLIMITED PARTNER—
CAREY JAMES DAWSONMEMBER, BOARD OF MANAGERS—
WERMUTH DAVID JAYLIMITED PARTNER—
ZERBIB NICOLAS DAVIDLIMITED PARTNER—
KETCHUM STEPHEN JEROMECHIEF EXECUTIVE OFFICER; MANAGING PARTNER; MEMBER—
FRIEDMAN STEPHEN NMNLIMITED PARTNER—
SAYAGO ANDREA JSCHIEF COMPLIANCE OFFICER—
SEELAUS SARAH ZELLERCHIEF OPERATING OFFICER—
RUBERTI WENDY LYNNEGENERAL COUNSEL; GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER—
WICKER LILY YULIANICHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL—
WINER ANDREW BRIANPORTFOLIO MANAGER—
MACKINNON DONALD JOSEPHPORTFOLIO MANAGER—
Andrea J.S. SayagoCHIEF COMPLIANCE OFFICERNew York, NY

Disclosures (10)

InitiatedTypeAllegationsStatusAmount
—regulatory———

Private funds (1)

FundTypeFormedOwnersGross asset valueMin investment
SOUND POINT CRE SENIOR SECURED INCOME REIT, LLCHedge FundDelaware35$252.3M$100K

Branch offices (3)

CityStateEmployeesPhone
GREENWICHCT2(212) 895-2280
——1212 895 2280
WEST PALM BEACHFL1212 895 2280

Fund service providers (1)

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