Andrew Thomas Balls of Newport Beach, CA appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Andrew Thomas Balls appears on 22 filing roles across Form D (21), Form ADV (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-11-17 | Form ADV | PACIFIC INVESTMENT MANAGEMENT COMPANY LLC | MANAGING DIRECTOR - CHIEF INVESTMENT OFFICER (GLOBAL) | NEWPORT BEACH, CA |
| 2009-07-31 | Form D | PIMCO TALF Investment & Recovery Fund (Series A), a series of limited partnership interests in PIMCO Private Funds II, L.P. | Executive Officer | NEWPORT BEACH, CA |
| 2014-12-04 | Form D | StocksPLUS, L.P. | Executive Officer | NEWPORT BEACH, CA |
| 2014-12-04 | Form D | PIMCO ABSOLUTE RETURN STRATEGY IV IDF LLC | Executive Officer | NEWPORT BEACH, CA |
| 2009-07-27 | Form D | PIMCO TALF Investment & Recovery Fund Special Onshore Feeder II, L.P. | Executive Officer | NEWPORT BEACH, CA |
| 2009-07-27 | Form D | PIMCO TALF Investment & Recovery Fund Special Onshore Feeder I, L.P. | Executive Officer | NEWPORT BEACH, CA |
| 2009-07-27 | Form D | PIMCO TALF Investment & Recovery Fund Special Offshore Feeder II, L.P. | Executive Officer | NEWPORT BEACH, CA |
| 2009-07-27 | Form D | PIMCO TALF Investment & Recovery Fund Special Offshore Feeder I, L.P. | Executive Officer | NEWPORT BEACH, CA |
| 2012-10-22 | Form D | PIMCO CAYMAN COMMODITY FUND I LTD | Executive Officer | NEWPORT BEACH, CA |
| 2012-10-22 | Form D | PIMCO Cayman Commodity Fund III Ltd. | Executive Officer | NEWPORT BEACH, CA |
| 2012-10-22 | Form D | PIMCO Cayman Commodity Fund IV Ltd. | Executive Officer | NEWPORT BEACH, CA |
| 2012-10-22 | Form D | PIMCO CAYMAN COMMODITY PORTFOLIO II LTD | Executive Officer | Newport Beach, CA |
| 2012-10-22 | Form D | PIMCO Cayman Commodity Fund VII, Ltd. | Executive Officer | Newport Beach, CA |
| 2012-10-22 | Form D | PIMCO Cayman Commodity Fund V, Ltd. | Executive Officer | Newport Beach, CA |
| 2012-10-22 | Form D | PIMCO Cayman Commodity Fund VI, Ltd. | Executive Officer | Newport Beach, CA |
| 2012-10-22 | Form D | PIMCO Cayman Commodity Portfolio III, Ltd. | Executive Officer | Newport Beach, CA |
| 2014-11-26 | Form D | PIMCO COMMODITY ALPHA FUND LLC | Executive Officer | NEWPORT BEACH, CA |
| 2014-01-15 | Form D | PIMCO Cayman Commodity Fund VIII, Ltd. | Executive Officer | Newport Beach, CA |
| 2014-07-31 | Form D | PIMCO ST Floating NAV III Subsidiary LLC | Executive Officer | NEWPORT BEACH, CA |
| 2014-07-08 | Form D | PIMCO International Portfolio Subsidiary LLC | Executive Officer | NEWPORT BEACH, CA |
| 2015-04-29 | Form D | PIMCO Capital Securities Fund (Cayman) Ltd | Executive Officer | Newport Beach, CA |
| 2017-11-07 | Form D | PIMCO Cayman Mortgage Fund, a series of PIMCO Cayman Trust | Executive Officer | GRAND CAYMAN, E9 |