James Smith of George Town, Grand Cayman, E9 appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. James Smith appears on 30 filing roles across Form D (27), Form C (2), Form ADV (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-11-24 | Form ADV | HEALTHCARE COMMUNITY SECURITIES CORPORATION | BOARD OF DIRECTOR | RENSSELAER, NY |
| 2023-12-12 | Form C | NY Union LLC | manager | Syracuse, NY |
| 2025-05-08 | Form C | Sano Chemicals, Inc. | Co-CEO, President, Board Chairman | Bryan, TX |
| 2013-12-19 | Form D | Echo Therapeutics, Inc. | Director | Iselin, NJ |
| 2010-05-27 | Form D | INTELLIMAT INC | Director | WYTHEVILLE, VA |
| 2010-09-16 | Form D | Mantara Inc | Director | Jersey City, NJ |
| 2010-10-08 | Form D | SOBIZ10, INC. | Executive Officer | GREENWOOD VILLAGE, CO |
| 2011-02-22 | Form D | Coda Petroleum Inc. | Director | CALGARY, A0 |
| 2011-04-05 | Form D | Pluribus Networks, Inc. | Director | PALO ALTO, CA |
| 2022-01-26 | Form D | Morgan Capital Corp | Director | FORT MORGAN, CO |
| 2013-01-08 | Form D | PERNIX THERAPEUTICS HOLDINGS, INC. | Director | The Woodlands, TX |
| 2013-05-10 | Form D | Integrated Energy Solutions, LLC | Director | NEWPORT NEWS, VA |
| 2014-02-11 | Form D | 4FRONT PARTNERS INC | Executive Officer | New York, NY |
| 2014-01-16 | Form D | Loadspring Solutions, Inc. | Director | WILMINGTON, MA |
| 2014-07-07 | Form D | Sanear Corp | Executive Officer | Matthews, NC |
| 2014-10-15 | Form D | Renaissance Capital Investments, LLC | Director | PLANO, TX |
| 2015-09-29 | Form D | Real Systems Sales Results, LP | Promoter | KATY, TX |
| 2015-10-09 | Form D | Silver Star Protection Group Holdings, LLC | Executive Officer | CHICAGO, IL |
| 2017-05-17 | Form D | Kaleo Communications, Inc. | Executive Officer | HOUSTON, TX |
| 2017-05-03 | Form D | All Saints Episcopal Church | Director | NEW ALBANY, OH |
| 2022-10-25 | Form D | TecTraum, Inc. | Director | CHAGRIN FALLS, OH |
| 2018-01-31 | Form D | Elliptic Enterprises Ltd | Director | LONDON, X0 |
| 2020-02-27 | Form D | Structural Elements Franchising, LLC | Executive Officer | HAGERSTOWN, MD |
| 2022-05-31 | Form D | iraLogix, Inc. | Director | PITTSBURGH, PA |
| 2020-12-31 | Form D | Campus Real Estate Partners II Trust, LLC | Director | PHILADELPHIA, PA |
| 2026-08-13 | Form D | Palliser Capital Fund LP | Related Person | GEORGE TOWN, GRAND CAYMAN, E9 |
| 2022-01-03 | Form D | MO-MMD Investment Company, LLC | Executive Officer | LITTLE ROCK, AR |
| 2023-03-01 | Form D | Fuse Financial Technologies Inc. | Director | LONDON, X0 |
| 2024-05-16 | Form D | Sano Chemicals Inc | Executive Officer | BRYAN, TX |
| 2026-07-30 | Form D | INVI Mindhealth, Inc. | Related Person | PARKER, CO |