Michael Klein

Michael Klein of Greenwich, CT appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Michael Klein appears on 44 filing roles across Form D (42), Form ADV (1), Form C (1).

Registered advisers

Filings (44)

FiledSourceEntityRoleLocation
2026-01-02Form ADVALLIES CAPITAL MANAGEMENT, LLCOWNERNEW YORK, NY
2022-03-11Form CCreator Films IncCFOMenifee, CA
2010-10-13Form DXOFT INCDirectorSUNNYVALE, CA
2020-03-20Form DKartoon Studios, Inc.DirectorBEVERLY HILLS, CA
2010-03-15Form DMDK Burwood LLCPromoterOwings Mills, MD
2010-07-13Form DMDK Deer Park LLCPromoterOWINGS MILLS, MD
2010-12-14Form DLJ/HAH Holdings CorpDirectorGREENWICH, CT
2011-01-13Form DICAD INCDirectorNASHUA, NH
2012-02-29Form DKeystone Automotive Holdings, Inc.DirectorEXETER, PA
2018-10-23Form DAETOS CAPITAL LONG/SHORT STRATEGIES CAYMAN FUND IIDirectorNew York, NY
2023-10-20Form DAETOS CAPITAL MULTI-STRATEGY ARBITRAGE CAYMAN FUND IIDirectorNew York, NY
2023-10-20Form DAETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES CAYMAN FUND IIDirectorNew York, NY
2018-10-23Form DAETOS CAPITAL LONG SHORT STRATEGIES CAYMAN FUNDDirectorNew York, NY
2018-10-23Form DAETOS CAPITAL MULTI-STRATEGY ARBITRAGE CAYMAN FUNDDirectorNew York, NY
2018-10-23Form DAETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES CAYMAN FUNDDirectorNew York, NY
2013-10-11Form DMDK Triangle LLCExecutive OfficerBALTIMORE, MD
2014-04-04Form DLittlejohn Fund V, L.P.Executive OfficerGreenwich, CT
2014-08-25Form DMDK Stoney Creek LLCExecutive OfficerBALTIMORE, MD
2014-07-22Form DLittlejohn Executive Fund V, L.P.Executive OfficerGreenwich, CT
2026-07-30Form DGenomenon, Inc.Related PersonANN ARBOR, MI
2018-04-30Form DFreedom Financial Debt Fund I, LPPromoterCALABASAS, CA
2016-10-27Form DLittlejohn Opportunities Fund II (Feeder), L.P.Executive OfficerGREENWICH, CT
2016-10-27Form DLittlejohn Opportunities Fund II, L.P.Executive OfficerGREENWICH, CT
2018-08-07Form DWalkthrough, Inc.DirectorDENVER, CO
2019-07-02Form DAvenda Health, Inc.DirectorCulver City, CA
2017-08-24Form DPark East Holdco, LLCDirectorMILWAUKEE, WI
2018-01-09Form DLJ SM Co-Invest, L.P.Executive OfficerGREENWICH, CT
2018-06-19Form DSanta Clara SCF, L.P.Executive OfficerGREENWICH, CT
2018-06-19Form DLocust HoldCo, LLCDirectorMILWAUKEE, WI
2019-04-26Form DLittlejohn Executive Fund VI, L.P.Executive OfficerGREENWICH, CT
2018-05-01Form DLittlejohn Fund VI, L.P.Executive OfficerGREENWICH, CT
2018-05-01Form DLittlejohn Fund VI-A, L.P.Executive OfficerGREENWICH, CT
2018-04-10Form DGlenStar O'Hare, LLCExecutive OfficerCHICAGO, IL
2018-10-02Form DAetos Special Situations Opportunity Fund, LPExecutive OfficerNEW YORK, NY
2019-01-15Form DHOF Village, LLCDirectorCANTON, OH
2019-12-26Form DFreedom REITDirectorCALABASAS, CA
2019-12-06Form DGlenstar 5910 NCX LLCDirectorCHICAGO, IL
2020-08-06Form DSanta Clara SCF II, L.P.Executive OfficerGREENWICH, CT
2026-02-03Form DAetos Sustainability Long/Short Fund, LPRelated PersonNew York, NY
2025-07-29Form DLittlejohn Fund VII-A, L.P.Executive OfficerGREENWICH, CT
2025-07-29Form DLittlejohn Fund VII, L.P.Executive OfficerGREENWICH, CT
2026-04-22Form DLittlejohn Altitude Feeder Fund (A), L.P.Related PersonGREENWICH, CT
2026-04-22Form DLittlejohn Altitude Fund, L.P.Related PersonGREENWICH, CT
2026-09-01Form DLittlejohn M Co-Invest Fund, L.P.Related PersonGREENWICH, CT

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