ALLIES CAPITAL MANAGEMENT, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 319640). Regulatory assets under management: $25.0M.
Compensation: % of AUM, Fixed, Performance.
Clients served: Pooled vehicles, Investment cos.
| Name | Role | Location |
|---|---|---|
| Michael Klein | CHIEF EXECUTIVE OFFICER; OWNER | Greenwich, CT |
| Tracy Kate Abbott | CHIEF COMPLIANCE OFFICER | — |
| Tiffany Ann Ayres | CHIEF COMPLIANCE OFFICER | El Cajon, CA |
| Cara Marie Cawood | CHIEF COMPLIANCE OFFICER | — |
| KLEIN MICHAEL STUART | OWNER | — |
| DIAMOND DAVID JAY | CHIEF COMPLIANCE OFFICER | — |
| Klein Ross Michael | CHIEF EXECUTIVE OFFICER; OWNER | — |
| CAWOOD CARA MARIE | CHIEF COMPLIANCE OFFICER | — |
| James Joseph Murray | CHIEF COMPLIANCE OFFICER | — |