Thomas R Shane of Iowa City, IA appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Thomas R Shane appears on 2 filing roles across Form ADV (1), Form D (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | DWS INVESTMENTS AUSTRALIA LIMITED | CHIEF COMPLIANCE OFFICER | SYDNEY |
| 2012-02-15 | Form D | SM Equity Fund, LLC | Executive Officer | IOWA CITY, IA |