Roseann Higgins of Cincinnati, OH appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Roseann Higgins appears on 31 filing roles across Form 13F (19), Form ADV (12).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | MAGNOLIA CAPITAL ADVISORS LLC | CHIEF COMPLIANCE OFFICER | RIDGELAND, MS |
| 2026-01-07 | Form ADV | MAINSTREET INVESTMENT ADVISORS LLC | CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| 2025-10-20 | Form ADV | RESOLUTE CAPITAL, LLC | CHIEF COMPLIANCE OFFICER | GREENVILLE, SC |
| 2025-09-10 | Form ADV | ALTERI WEALTH LLC | CHIEF COMPLIANCE OFFICER | WESTLAKE VILLAGE, CA |
| 2025-02-07 | Form ADV | ADAPT WEALTH ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | ATLANTA, GA |
| 2025-05-22 | Form ADV | STONEBROOK PRIVATE LLC | CHIEF COMPLIANCE OFFICER | NORTHVILLE, MI |
| 2025-08-27 | Form ADV | PRASAD WEALTH PARTNERS, LLC | CHIEF COMPLIANCE OFFICER | INDEPENDENCE, OH |
| — | Form ADV | CFO4LIFE GROUP, LLC | CHIEF COMPLIANCE OFFICER | COPPELL, TX |
| 2025-11-04 | Form ADV | BRAND ASSET MANAGEMENT GROUP, INC. | CHIEF COMPLIANCE OFFICER | CHESTERFIELD, MO |
| 2025-03-26 | Form ADV | SYON CAPITAL LLC | CHIEF COMPLIANCE OFFICER | SAN FRANCISCO, CA |
| 2025-05-05 | Form ADV | OXFORD WEALTH GROUP, LLC | CHIEF COMPLIANCE OFFICER | ORLANDO, FL |
| 2025-03-13 | Form ADV | PARR MCKNIGHT WEALTH MANAGEMENT GROUP, LLC | CHIEF COMPLIANCE OFFICER | MINNEAPOLIS, MN |
| 2023-07-12 | Form 13F | Platform Technology Partners | Chief Compliance Officer | NEW YORK, NY |
| 2023-07-12 | Form 13F | FSM Wealth Advisors, LLC | Chief Compliance Officer | CLEVELAND, OH |
| 2026-05-15 | Form 13F | MAGNOLIA CAPITAL ADVISORS LLC | Chief Compliance Officer | RIDGELAND, MS |
| 2021-11-03 | Form 13F | Axiom Financial Strategies, LLC | Compliance Officer | NEW ALBANY, IN |
| 2026-02-10 | Form 13F | PARR MCKNIGHT WEALTH MANAGEMENT GROUP, LLC | Chief Compliance Officer | MINNEAPOLIS, MN |
| 2026-02-11 | Form 13F | Brand Asset Management Group, Inc. | Chief Compliance Officer | CHESTERFIELD, MO |
| 2026-02-10 | Form 13F | ADAPT WEALTH ADVISORS, LLC | Chief Compliance Officer | ATLANTA, GA |
| 2026-02-10 | Form 13F | Oxford Wealth Group, LLC | Chief Compliance Officer | ORLANDO, FL |
| 2026-02-11 | Form 13F | Alteri Wealth LLC | Chief Compliance Officer | WESTLAKE VILLAGE, CA |
| 2025-02-14 | Form 13F | SYON CAPITAL LLC | Chief Compliance Officer | SAN FRANCISCO, CA |
| 2026-02-10 | Form 13F | MainStreet Investment Advisors LLC | Chief Compliance Officer | CHICAGO, IL |
| 2022-10-19 | Form 13F | Randolph Co Inc | Chief Compliance Officer | Cincinnati, OH |
| 2026-02-11 | Form 13F | Stonebrook Private Inc. | Chief Compliance Officer | NORTHVILLE, MI |
| 2025-05-14 | Form 13F | WADDELL & ASSOCIATES, LLC | Compliance Officer | MEMPHIS, TN |
| 2023-08-15 | Form 13F | CM WEALTH ADVISORS LLC | Chief Compliance Officer | BEACHWOOD, OH |
| 2026-05-11 | Form 13F | CFO4Life Group, LLC | Chief Compliance Officer | COPPELL, TX |
| 2026-04-27 | Form 13F | Prasad Wealth Partners, LLC | Chief Compliance Officer | INDEPENDENCE, OH |
| 2022-08-15 | Form 13F | Winning Points Advisors, LLC | chief compliance officer | BOCA RATON, FL |
| 2026-02-10 | Form 13F | RESOLUTE CAPITAL, LLC | Chief Compliance Officer | GREENVILLE, SC |