Kenneth Robert Smith appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Kenneth Robert Smith appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-12-08 | Form ADV | EMPIRICAL FINANCIAL SERVICES, LLC | CHIEF EXECUTIVE OFFICER & MEMBER | SEATTLE, WA |
| 2025-03-27 | Form ADV | DIRECTIONAL FINANCIAL SERVICES, LLC | MEMBER | SEATTLE, WA |