EMPIRICAL FINANCIAL SERVICES, LLC of SEATTLE, WA is an SEC-registered investment adviser (CRD 152622). Regulatory assets under management: $8.4B.
Compensation: % of AUM, Hourly, Fixed, Performance.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Investment cos, Other.
Showing 25 of 30 people.
| Name | Role | Location |
|---|---|---|
| KELLY PATRICK | CHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER & MEMBER; PRESIDENT & CHIEF WEALTH STRATEGIST & MEMBER | MONTREAL, A8 |
| Kenneth Robert Smith | CHIEF EXECUTIVE OFFICER & MEMBER | — |
| Ethan Andrew Broga | DIRECTOR OF FINANCIAL PLANNING & MEMBER | — |
| Lorne David Enquist | CHIEF FINANCIAL OFFICER & MEMBER | — |
| Michael Patrick Kelly | PRESIDENT & CHIEF WEALTH STRATEGIST & MEMBER | — |
| Jaime Chelan Christina White | CHIEF OF STAFF; CHIEF STRATEGY OFFICER & MEMBER | — |
| James Allen Jones | DIRECTOR OF TAX AND WEALTH TRANSFER & MEMBER | — |
| Simon Joshua Liu | CHIEF MARKETING TECHNOLOGY OFFICER & MEMBER | — |
| Shan Zubair | FINANCIAL ADVISOR & MEMBER | — |
| Erik James Lehr | CHIEF INVESTMENT OFFICER & MEMBER | — |
| Justin Wyatt Buller | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER & MEMBER | — |
| Joseph Homer Carlos Mercado | CHIEF BUSINESS DEVELOPMENT OFFICER & MEMBER; CHIEF OPERATIONS OFFICER & MEMBER | — |
| Hwa Chong Park | CHIEF OPERATING OFFICER & MEMBER | — |
| SMITH JEFFREY ROBERT | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER & MEMBER; MANAGING MEMBER | — |
| MERCADO CARLOS | CHIEF OPERATIONS OFFICER; CHIEF OPERATIONS OFFICER & MEMBER | — |
| JONES KREG ALLEN | CHIEF COMPLIANCE OFFICER; DIRECTOR OF TAX AND WEALTH TRANSFER & MEMBER | — |
| MONTEITH JACK DONALD | PRESIDENT | — |
| BULLER JUSTIN WYATT | CHIEF COMPLIANCE OFFICER | — |
| VAN GINHOVEN PAUL SCOTT | PRINCIPAL | — |
| HOLDERMAN JAIME CHELAN CHRISTINA | CHIEF COMPLIANCE OFFICER; CHIEF OPERATIONS OFFICER | — |
| BROGA ETHAN ANDREW | CHIEF OPERATING OFFICER; DIRECTOR OF FINANCIAL PLANNING & MEMBER; MEMBER (+1 more) | — |
| ENQUIST LORNE DAVID | CHIEF FINANCIAL OFFICER & MEMBER; PRINCIPAL | — |
| WHITE JAIME CHELAN CHRISTINA | CHIEF OF STAFF; CHIEF OPERATING OFFICER; CHIEF OPERATIONS OFFICER | — |
| SIPPLE JULIA BALITSKY | CHIEF COMPLIANCE OFFICER | — |
| CONTRERAS SHANNON MARIE | CHIEF COMPLIANCE OFFICER | — |