Roberto Roman of Irvine, CA appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Roberto Roman appears on 2 filing roles across Form ADV (1), Form 13F (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-12-01 | Form ADV | LEGACY PCG, LLC | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | NEWPORT, CA |
| 2026-02-10 | Form 13F | Legacy PCG, LLC | Chief Compliance Officer | IRVINE, CA |