LEGACY PCG, LLC of NEWPORT, CA is an SEC-registered investment adviser (CRD 283909). Regulatory assets under management: $139.8M.
Compensation: % of AUM, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| Roberto Roman | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER; MANAGING MEMBER | Irvine, CA |
| Kevin James O'Connell | MEMBER | — |
| Cynthia Pon | CHIEF FINANCIAL OFFICER | — |
| Charles Chi Young | CHIEF COMPLIANCE OFFICER | — |
| ROMAN ROBERTO | CHIEF EXECUTIVE OFFICER; MEMBER | — |
| LUNSFORD TODD ERIC | CHIEF COMPLIANCE OFFICER | — |
| O'CONNELL KEVIN JAMES | MEMBER | — |
| PON CYNTHIA | CHIEF FINANCIAL OFFICER | — |
| YOUNG CHARLES CHI | CHIEF COMPLIANCE OFFICER | — |
| City | State | Employees | Phone |
|---|---|---|---|
| — | — | 1 | (213) 712-7638 |
| — | — | 1 | (213) 712-7638 |