Mary Ann Swain appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Mary Ann Swain appears on 1 filing role across Form ADV (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-10-20 | Form ADV | B. RILEY WEALTH ADVISORS, INC. | CHIEF FINANCIAL OFFICER | MEMPHIS, TN |