Robert C Ruocco appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Robert C Ruocco appears on 5 filing roles across Form D (4), Form ADV (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-09-16 | Form ADV | CARL MARKS MANAGEMENT COMPANY, LLC | MANAGING MEMBER | NEW YORK, NY |
| 2011-01-06 | Form D | CARL MARKS STRATEGIC OPPORTUNITIES FUND L P | Executive Officer | NEW YORK, NY |
| 2013-01-15 | Form D | Carl Marks Strategic Opportunities Fund II, L.P. | Executive Officer | NEW YORK, NY |
| 2021-03-24 | Form D | Carl Marks Strategic Opportunities Fund III, L.P. | Executive Officer | NEW YORK, NY |
| 2025-06-27 | Form D | Carl Marks Strategic Opportunities Fund IV, L.P. | Executive Officer | NEW YORK, NY |